Benefits of a University Compliance Program

The most significant benefits of a University Compliance Program are the following:

(a) furthering a University culture that does not tolerate illegal or actionable behavior and prompts faculty and staff to consider the potentially adverse legal consequences of certain conduct;

(b) increasing the likelihood of early detection if potentially illegal or actionable conduct does occur, thus creating the opportunity to correct or self-report;

(c) serving as a basis to persuade governmental authorities to decline prosecution or the initiation of a civil or regulatory action;

(d) if the institution violates any applicable federal criminal or civil laws or regulations, reducing significantly the penalties or fines assessed and avoiding the imposition of a governmentally-mandated Corporate Integrity Agreement, a set of expensive and burdensome compliance procedures.

 

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